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Summary
The global impact of COVID-19 has been profound, and the public health threat it represents is the most serious seen in a respiratory virus since the 1918 H1N1 influenza pandemic.
Here we present the results of epidemiological modelling which has informed policymaking in the UK and other countries in recent weeks.
In the absence of a COVID-19 vaccine, we assess the potential role of a number of public health measures – so-called non-pharmaceutical interventions (NPIs) –
aimed at reducing contact rates in the population and thereby reducing transmission of the virus. In the results presented here, we apply
a previously published microsimulation model to two countries: the UK (Great Britain specifically) and the US.
We conclude that the effectiveness of any one intervention in isolation is likely to be limited, requiring multiple interventions to be combined to have a substantial impact on transmission.
Two fundamental strategies are possible:
(a) mitigation, which focuses on slowing but not necessarily stopping epidemic spread – reducing peak healthcare demand while protecting those most at risk of severe disease from infection, and
(b) suppression, which aims to reverse epidemic growth, reducing case numbers to low levels and maintaining that situation indefinitely.
Each policy has major challenges.
We find that that optimal mitigation policies (combining home isolation of suspect cases, home quarantine of those living in the same household as suspect cases, and social distancing of the elderly and others at most risk of severe disease) might reduce peak healthcare demand by 2/3 and deaths by half. However, the resulting mitigated epidemic would
still likely result in hundreds of thousands of deaths and health systems (most notably intensive care units) being overwhelmed many times over. For countries able to achieve it, this leaves
suppression as the preferred policy option.
We show that in the UK and US context, suppression will minimally
require a combination of social distancing of the entire population, home isolation of cases and household quarantine of their family members. This may need to
be supplemented by school and university closures, though it should be recognised that such closures may have negative impacts on health systems due to increased absenteeism.
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The major challenge of suppression is that this type of intensive intervention package – or something equivalently effective at reducing transmission
– will need to be maintained until a vaccine becomes available (potentially 18 months or more) – given that we predict that transmission will quickly rebound if interventions are relaxed. We show that intermittent social distancing – triggered by trends in disease surveillance –
may allow interventions to be relaxed temporarily in relative short time windows, but measures will need to be reintroduced if or when case numbers rebound. Last, while experience in China and now South Korea show that suppression is possible in the short term, it remains to be seen whether it is possible long-term, and whether the social and economic costs of the interventions adopted thus far can be reduced.
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Introduction
The COVID-19 pandemic is now a major global health threat. As of 16th March 2020, there have been 164,837 cases and 6,470 deaths confirmed worldwide. Global spread has been rapid, with 146 countries now having reported at least one case.
The last time the world responded to a global emerging disease epidemic of the scale of the current COVID-19 pandemic with no access to vaccines was the 1918-19 H1N1 influenza pandemic.
(a)
Suppression. … The main challenge of this approach is that NPIs (and drugs, if available) need to be maintained – at least intermittently -
for as long as the virus is circulating in the human population, or until a vaccine becomes available. In the case of COVID-19,
it will be at least a 12-18 months before a vaccine is available3. Furthermore, there is no guarantee that initial vaccines will have high efficacy.
(b)
Mitigation… In the 2009 pandemic, for instance,
early supplies of vaccine were targeted at individuals with pre-existing medical conditions which put them at risk of more severe disease. In this scenario, population immunity builds up through the epidemic, leading to an eventual rapid decline in case numbers and transmission dropping to low levels.
In this report, we consider the feasibility and implications of both strategies for COVID-19, looking at a range of NPI measures. It is important to note at the outset that given SARS-CoV-2 is a newly emergent virus, much remains to be understood about its transmission. In addition, the impact of
many of the NPIs detailed here depends critically on how people respond to their introduction, which is highly likely to vary between countries and even communities. Last, it is highly likely that there
would be significant spontaneous changes in population behaviour even in the absence of government-mandated interventions.
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We do not consider the ethical or economic implications of either strategy here, except to note that there is no easy policy decision to be made…
Instead we focus on feasibility, with a specific focus on what the likely healthcare system impact of the two approaches would be. We present results for Great Britain (GB) and the United States (US), but they are equally applicable to most high-income countries.
Methods
Transmission Model
- We assumed an incubation period of 5.1 days.
- Infectiousness is assumed to occur from 12 hours prior to the onset of symptoms for those that are symptomatic and from 4.6 days after infection in those that are asymptomatic with an infectiousness profile over time that results in a 6.5-day mean generation time.
- Based on fits to the early growth-rate of the epidemic in Wuhan, we make a baseline assumption that R0=2.4 but examine values between 2.0 and 2.6.
- We assume that symptomatic individuals are 50% more infectious than asymptomatic individuals.
- Infection was assumed to be seeded in each country at an exponentially growing rate (with a doubling time of 5 days) from early January 2020,
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Disease Progression and Healthcare Demand
- Analyses of data from China as well as data from those returning on repatriation flights suggest that 40-50% of infections were not identified as cases.
- We assume that 30% of those that are hospitalised will require critical care
- We assume that 50% of those in critical care will die and an age-dependent proportion of those that do not require critical care die
- We calculate bed demand numbers assuming a total duration of stay in hospital of 8 days if critical care is not required and 16 days (with 10 days in ICU) if critical care is required.
- With 30% of hospitalised cases requiring critical care, we obtain an overall mean duration of hospitalisation of 10.4 days,
Non-Pharmaceutical Intervention Scenarios
The other four NPIs (social distancing of those over 70 years, social distancing of the entire population, stopping mass gatherings and closure of schools and universities) are decisions made at the government level...
When examining mitigation strategies, we assume policies are in force for 3 months, other than social distancing of those over the age of 70 which is assumed to remain in place for one month longer. Suppression strategies are assumed to be in place for 5 months or longer.
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In total, in an unmitigated epidemic, we would predict approximately 510,000 deaths in GB and 2.2 million in the US, not accounting for the potential negative effects of health systems being overwhelmed on mortality.
For an uncontrolled epidemic,
we predict critical care bed capacity would be exceeded as early as the second week in April, with an eventual peak in ICU or critical care bed demand that is over 30 times greater than the maximum supply in both countries (Figure 2).
The aim of mitigation is to reduce the impact of an epidemic by flattening the curve, reducing peak incidence and overall deaths (Figure 2). Since the aim of mitigation is to minimise mortality, the interventions need to remain in place for as much of the epidemic period as possible. Introducing such interventions too early risks allowing transmission to return once they are lifted (if insufficient herd immunity has developed); it is therefore necessary to balance the timing of introduction with the scale of disruption imposed and the likely period over which the interventions can be maintained.
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In this scenario, interventions can limit transmission to the extent that little herd immunity is acquired – leading to the possibility that a second wave of infection is seen once interventions are lifted
Table 3 shows the predicted relative impact on both deaths and ICU capacity of a range of single and combined NPIs interventions applied nationally in GB
for a 3-month period based on triggers of between 100 and 3000 critical care cases. Conditional on that duration,
the most effective combination of interventions is predicted to be a combination of case isolation, home quarantine and social distancing of those most at risk (the over 70s).
Stopping mass gatherings is predicted to have relatively little impact (results not shown) because the contact-time at such events is relatively small compared to the time spent at home, in schools or workplaces and in other community locations such as bars and restaurants.
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Given that mitigation is unlikely to be a viable option without overwhelming healthcare systems, suppression is likely necessary in countries able to implement the intensive controls required.
Measures are assumed to be in place for a 5-month duration.
All four interventions combined are predicted to have the largest effect on transmission
While there are many uncertainties in policy effectiveness,
such a combined strategy is the most likely one to ensure that critical care bed requirements would remain within surge capacity.
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Adding household quarantine to case isolation and social distancing is the next best option, although we predict that there is a risk that surge capacity may be exceeded under this policy option (Figure 3 and Table 4).
Combining all four interventions (social distancing of the entire population, case isolation, household quarantine and school and university closure) is predicted to have the largest impact, short of a complete lockdown which additionally prevents people going to work.
Once interventions are relaxed (in the example in Figure 3, from September onwards), infections begin to rise, resulting in a predicted peak epidemic later in the year. The more successful a strategy is at temporary suppression, the larger the later epidemic is predicted to be in the absence of vaccination, due to lesser build-up of herd immunity.
Table 3 illustrates that suppression policies are best triggered early in the epidemic, with a cumulative total of 200 ICU cases per week being the latest point at which policies can be triggered and still keep peak ICU demand below GB surge limits in the case of a relatively high R0 value of 2.6.
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Figure 4: Illustration of adaptive triggering of suppression strategies in GB, for R0=2.2, a policy of all four interventions considered, an “on” trigger of 100 ICU cases in a week and an “off” trigger of 50 ICU cases. The policy is in force approximate 2/3 of the time. Only social distancing and school/university closure are triggered; other policies remain in force throughout. Weekly ICU incidence is shown in orange, policy triggering in blue.
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Discussion
As the COVID-19 pandemic progresses, countries are increasingly implementing a broad range of responses
. Our results demonstrate that it will be necessary to layer multiple interventions, regardless of whether suppression or mitigation is the overarching policy goal. However, suppression will require the layering of more intensive and socially disruptive measures than mitigation.
Overall, our results suggest that population-wide social distancing applied to the population as a whole would have the largest impact; and in combination with other interventions – notably home isolation of cases and school and university closure – has the potential to suppress transmission below the threshold of R=1 required to rapidly reduce case incidence. A minimum policy for effective suppression is therefore population-wide social distancing combined with home isolation of cases and school and university closure.
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To avoid a rebound in transmission, these policies
will need to be maintained until large stocks of vaccine are available to immunise the population – which could be 18 months or more.
The measures used to achieve suppression might also evolve over time.
As case numbers fall, it becomes more feasible to adopt intensive testing, contact tracing and quarantine measures akin to the strategies being employed in South Korea today. Technology – such as mobile phone apps that track an individual’s interactions with other people in society – might allow such a policy to be more effective and scalable if the associated privacy concerns can be overcome. However, if intensive NPI packages aimed at suppression are not maintained, our analysis suggests that transmission will rapidly rebound, potentially producing an epidemic comparable in scale to what would have been seen had no interventions been adopted.
The WHO China Joint Mission Report suggested that 80% of transmission occurred in the household
We predict that school and university closure will have an impact on the epidemic, under the assumption that children do transmit as much as adults, even if they rarely experience severe disease12,16. We find that school and university closure is a more effective strategy to support epidemic suppression than mitigation; when combined with population-wide social distancing, the effect of school closure is to further amplify the breaking of social contacts between households, and thus suppress transmission.
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However, school closure is predicted to be insufficient to mitigate (never mind supress) an epidemic in isolation; this contrasts with the situation in seasonal influenza epidemics, where children are the key drivers of transmission due to adults having higher immunity levels17,18.
The optimal timing of interventions differs between suppression and mitigation strategies, as well as depending on the definition of optimal. However, for mitigation, the majority of the effect of such a strategy
can be achieved by targeting interventions in a three-month window around the peak of the epidemic.
Perhaps our most significant conclusion is that mitigation is unlikely to be feasible without emergency surge capacity limits of the UK and US healthcare systems being exceeded many times over. In the most effective mitigation strategy examined, which leads to a single, relatively short epidemic (case isolation, household quarantine and social distancing of the elderly), the surge limits for both general ward and ICU beds would be exceeded by at least 8-fold under the more optimistic scenario for critical care requirements that we examined. In addition, even if all patients were able to be treated, we predict there would still be in the order of 250,000 deaths in GB, and 1.1-1.2 million in the US.
We therefore conclude that epidemic suppression is the only viable strategy at the current time. The social and economic effects of the measures which are needed to achieve this policy goal will be profound. Many countries have adopted such measures already, but even those countries at an earlier stage of their epidemic (such as the UK) will need to do so imminently.
Funding
This work was supported by
Centre funding from the UK Medical Research Council under a concordat with the UK Department for International Development, the NIHR Health Protection Research Unit in Modelling Methodology and Community Jameel.